Assessing the functionality of an emergency obstetric referral system and continuum of care among public healthcare facilities in a low resource setting: an application of process mapping approach

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Study Justification:
– Weak referral systems in low resource settings, such as Ghana, hinder timely access to appropriate obstetric care, which is crucial for achieving maternal health goals.
– This study aims to assess the functionality of the emergency obstetric referral system in an urban district in Accra, Ghana, to identify barriers and potential solutions.
Highlights:
– The study used a process mapping approach to understand the referral system and its challenges.
– Interviews were conducted with Obstetrics & Gynaecology consultants, Residents, a family physician, and Midwives managing emergency obstetric referrals.
– Out of 34 activities in the referral process, 70% had barriers related to communication, transport, resources, staffing, healthcare provider knowledge, and financing.
– Recommendations include strengthening communication and coordination, reviewing referral policies, training stakeholders, and providing essential resources.
– The study highlights the need for structural and process improvements, collaborations, and better communication and transport along the referral pathway.
Recommendations for Lay Reader and Policy Maker:
– Strengthen communication and coordination within the referral system.
– Review and update referral policies to address identified barriers.
– Provide training for all stakeholders involved in the referral process.
– Ensure the availability of essential resources for effective referrals.
– Focus on structural and process improvements to enhance the functionality of the referral system.
Key Role Players:
– Obstetrics & Gynaecology consultants
– Residents
– Family physician
– Midwives
– Healthcare providers
– Policy makers
– Training facilitators
Cost Items for Planning Recommendations:
– Communication systems and tools
– Training programs and materials
– Essential resources (e.g., equipment, physical structures)
– Transportation infrastructure and logistics
– Staffing requirements (additional personnel if needed)
– Policy review and implementation processes

The strength of evidence for this abstract is 8 out of 10.
The evidence in the abstract is strong, but there are some areas for improvement. The study employed a cross-sectional design approach and used purposive sampling to collect data from various healthcare providers. The qualitative data was transcribed, coded, and thematically analyzed. The study identified barriers in the referral process and made recommendations for improvement. However, the abstract could be improved by providing more specific details about the sample size and demographics of the participants, as well as the specific challenges identified in the referral process. Additionally, including information about the limitations of the study would enhance the overall strength of the evidence.

Background: Weak referral systems remain a major concern influencing timely access to the appropriate level of care during obstetric emergencies, particularly for Low-and Middle-Income Countries, including Ghana. It is a serious factor threatening the achievement of the maternal health Sustainable Development Goal. The objective of this study is to establish process details of emergency obstetric referral systems across different levels of public healthcare facilities to deepen understanding of systemic barriers and preliminary solutions in an urban district, using Ablekuma in Accra, Ghana as a case study. Methods: The study is an analytical cross-sectional study. Nine [1] targeted interviews were carried out for a three-week period in June and July 2019 after informed written consent with two [2] Obstetrics & Gynaecology consultants, two [2] Residents, one family physician, and four [3] Midwives managing emergency obstetric referral across different levels of facilities. Purposeful sampling technique was used to collect data that included a narration of the referral process, and challenges experienced with each step. Qualitative data was transcribed, coded by topics and thematically analysed. Transcribed narratives were used to draft a process map and analyze the defects within the emergency obstetric referral system. Results: Out of the 34 main activities in the referral process within the facilities, the study identified that 24 (70%) had a range of barriers in relation to communication, transport system, resources (space, equipment and physical structures), staffing (numbers and attitude), Healthcare providers (HCP) knowledge and compliance to referral policy and guideline, and financing for referral. These findings have implication on delay in accessing care. HCP suggested that strengthening communication and coordination, reviewing referral policy, training of all stakeholders and provision of essential resources would be beneficial. Conclusion: Our findings clearly establish that the emergency obstetric referral system between a typical teaching hospital in an urban district of Accra-Ghana and peripheral referral facilities, is functioning far below optimum levels. This suggests that the formulation and implementation of policies should be focused around structural and process improvement interventions, strengthening collaborations, communication and transport along the referral pathway. These suggestions are likely to ensure that women receive timely and quality care.

This study employed a cross-sectional design approach. This study adopted the Interpretive/Constructive paradigm [17] to understand how the referral system operates as opposed to how it is intended. This enabled the researcher to explore the participants’ views on the referral systems and how they function instead of a theory-based approach. The researchers of this study recognised that frontline health workers and clinical leaders from varied backgrounds have their perspectives, beliefs, assumptions, and experiences that would contribute to the reality existing about the broader functionality of the referral system. This study was conducted in three public health facilities in the Ablekuma district, specifically: in the Obstetrics and Gynaecology department of Korle Bu Teaching Hospital (KBTH) the third largest hospital in Africa and the largest tertiary hospital in Accra, Ghana; Mamprobi Polyclinic (MPC); and the Dansoman polyclinic (DPC). The setting was purposively selected to include public health facilities in an urban setting that provide primary, secondary and tertiary healthcare in the capital city of Ghana, Accra. With regards to healthcare coverage, the Obstetric unit of KBTH provides specialized antenatal care, postnatal care to large and diverse population within and outside Accra and from lower levels of facilities, primary healthcare facilities, and district (secondary) hospitals both public and private. The total bed capacity for the hospital is over 2500 with 375 bed capacity for maternity services [18]. The hospital runs an antenatal clinic, has two labour wards and three theatres. The KBTH handles an estimated 27,128 new and old antenatal (ANC) attendance, 16,000 postnatal attendance and over 10,000 deliveries every year. Over 90% of cases are referred antepartum or intrapartum to KBTH and 70% of maternal deaths are referred cases [19]. For MPC and DPC, they reflect a cross-section of two levels of healthcare, primary and secondary. The KBTH and MPC are located in Ablekuma South whilst DPC is located in Ablekuma West. The map of the Ablekuma district is shown in Fig. ​Fig.11. The DPC runs only antenatal clinics with one couch for ANC, 8 adult beds and 2 cots, a total capacity of 10 beds for the entire polyclinic. The Mamprobi Polyclinic runs an antenatal clinic, has a labour ward and an operating theatre. The annual ANC attendance in MPC is 18,677, the annual PNC attendance is 3089, annual deliveries is 2678 and total bed capacity is 45. Map of Ablekuma district showing the facilities included in the study. Source: Google (n.d.) The Ablekuma South district has an estimated population of 213,914 [20]. The KBTH is about 2.66 km from MPC and about 6 Kilometers to DPC. The distance between DPC and MPC is about 4.65 km. Healthcare providers executing varied professional roles were recruited using purposive sampling technique to obtain in-depth knowledge, individualized experience, and perception of the emergency obstetrics referral system. Data was collected using semi-structured key informant interview guide (see Referral Interview Guide) designed for this study to gather feedback about the process flow, existing barriers and recommendations for improvement. Data collection was undertaken by the primary researcher (BO) who has experience in undertaking qualitative public health and clinical research. Nine targeted interviews were conducted for a three-week period between June and July 2019 until saturation was met,ie, when the interviewer begun to hear the same responses over and over. Participants were approached face-to-face by the data collector (BO) prior to the interview and were given written and verbal information about the study. After securing their written consent to participate in the study, a date, place and time was scheduled for the interview. All HCP approached accepted to participate in the study. Two Obstetrician and Gynaecology consultants, two OBGY resident doctors, one Family Physician Specialist, and four Midwives across the three facilities in Ablekuma district in Accra, Ghana, were interviewed in English. Five were staff from KBTH, two from MPC and two from DPC. Interviewing involved the act of asking the respondents questions and audio-tape recording the responses and transcribing upon completion. Targeted interviews lasted on average 15 min. All interviews were conducted in person in a private office in the healthcare facility that would ensure privacy and convenience for the participants. The transcripts were randomly checked against the audio recordings for quality assurance purposes. A qualitative analysis was conducted in five phases. First, one researcher [BO] manually transcribed the interviews. This was reviewed by two other researchers [DO, MN] to eliminate bias, ensure consistency and check reliability. Second, we independently identified referral process related data in breadth and depth, from all nine interviews. Third, we used the transcribed narratives to draft a process map for the current emergency obstetric referral system within Ablekuma district, for each of the interviews. This was done initially for the lower-level facilities (MPC and DPC), then the higher-level facility (KBTH). Fourth, we refined and confirmed the process map ensuring that details from all interviews were reflected. Particular attention was paid to uncertainties about the referral process between the specified start and end points. That is, from when a woman with an obstetric complication comes to a lower-level facility to when discharged from a higher-level facility respectively. A process map was drawn for each interview and finally a summary process map drawn, incorporating all the individual process maps. The developed process map provided explicit visualisation of the referral process which was further analysed in two steps. First, we examined the uncertainties in the sequence of steps within the process and/or lack of systematised steps, gaps [that is, discrepancies of what the process is intended to be and what it actually is], bottlenecks within the process that cause delays before the next step occurs and inefficiencies [unnecessarily repeated steps leading to delays] to uncover potential areas for improvement broadly similar to approach used by . Key themes and sub themes were also discussed and reviewed by the five researches [BO, DO, MN, KAP, TB]. A meeting was later held with the participants to confirm the findings.

The recommendations from the study to improve access to maternal health are as follows:

1. Strengthen communication and coordination: Improving communication channels between healthcare facilities and providers is crucial for timely and effective referrals. This can be achieved through the use of technology, such as mobile phones or telemedicine, to facilitate communication and information sharing.

2. Review referral policy: The existing referral policy should be reviewed to ensure it is aligned with current best practices and guidelines. This may involve updating protocols, standard operating procedures, and guidelines for referral, as well as clarifying roles and responsibilities of healthcare providers involved in the referral process.

3. Training of all stakeholders: Providing training and education to healthcare providers at all levels of the referral system is essential to ensure they have the necessary knowledge and skills to effectively manage obstetric emergencies and make appropriate referrals. This may include training on emergency obstetric care, communication skills, and referral protocols.

4. Provision of essential resources: Adequate availability of resources, including space, equipment, and physical structures, is crucial for the functioning of the referral system. Ensuring that healthcare facilities have the necessary resources to provide quality maternal health services and manage obstetric emergencies is essential.

These recommendations aim to address the barriers identified in the study, such as communication, transport system, resources, staffing, healthcare providers’ knowledge and compliance to referral policy and guidelines, and financing for referral. By implementing these recommendations, it is expected that the emergency obstetric referral system will function at optimum levels, ensuring that women receive timely and quality care, and ultimately contribute to improving access to maternal health services and reducing maternal mortality rates.
AI Innovations Description
The recommendation from the study to improve access to maternal health is to focus on structural and process improvement interventions, strengthening collaborations, communication, and transport along the referral pathway. The study identified several barriers within the emergency obstetric referral system, including communication, transport system, resources, staffing, healthcare providers’ knowledge and compliance to referral policy and guidelines, and financing for referral.

To address these barriers, the study suggests the following actions:

1. Strengthen communication and coordination: Improving communication channels between healthcare facilities and providers is crucial for timely and effective referrals. This can be achieved through the use of technology, such as mobile phones or telemedicine, to facilitate communication and information sharing.

2. Review referral policy: The existing referral policy should be reviewed to ensure it is aligned with current best practices and guidelines. This may involve updating protocols, standard operating procedures, and guidelines for referral, as well as clarifying roles and responsibilities of healthcare providers involved in the referral process.

3. Training of all stakeholders: Providing training and education to healthcare providers at all levels of the referral system is essential to ensure they have the necessary knowledge and skills to effectively manage obstetric emergencies and make appropriate referrals. This may include training on emergency obstetric care, communication skills, and referral protocols.

4. Provision of essential resources: Adequate availability of resources, including space, equipment, and physical structures, is crucial for the functioning of the referral system. Ensuring that healthcare facilities have the necessary resources to provide quality maternal health services and manage obstetric emergencies is essential.

By implementing these recommendations, it is expected that the emergency obstetric referral system will function at optimum levels, ensuring that women receive timely and quality care. This will contribute to improving access to maternal health services and reducing maternal mortality rates.
AI Innovations Methodology
The methodology used in this study to simulate the impact of the main recommendations on improving access to maternal health is not explicitly described in the provided abstract. However, based on the information provided, it appears that the study employed a qualitative research design using a process mapping approach.

The researchers conducted targeted interviews with healthcare providers involved in the emergency obstetric referral system across different levels of public healthcare facilities in the Ablekuma district of Accra, Ghana. The purposeful sampling technique was used to select participants who could provide in-depth knowledge and experiences related to the referral process. The interviews were conducted using a semi-structured key informant interview guide designed specifically for this study.

The data collected from the interviews was transcribed, coded by topics, and thematically analyzed. The researchers used the transcribed narratives to draft a process map of the current emergency obstetric referral system within the district. This process map was refined and confirmed, incorporating details from all the interviews. The developed process map provided a visual representation of the referral process and was further analyzed to identify uncertainties, gaps, bottlenecks, and inefficiencies within the system.

The identified barriers and recommendations for improvement were derived from the analysis of the process map and the thematic analysis of the interview data. The researchers discussed and reviewed the key themes and sub-themes, and a meeting was held with the participants to confirm the findings.

It is important to note that the provided abstract does not explicitly mention a simulation or quantitative analysis to assess the impact of the recommendations. The study primarily focused on understanding the functionality of the referral system and identifying barriers and potential solutions.

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